Not
everything worth reading is hot off the press. In this section, we recommend "something old" that is still well worth
reading. "Something old" can mean anything from a venerable and antique
classic to a good book first published five or more years ago.
“THE FRENCH
REVOLUTION” by Thomas Carlyle (first published 1837; revised 1857)
About
twenty years ago I was an infrequent attender of “Slightly Foxed”, a
pseudo-literary-cum-antiquarian club in Auckland, composed mainly of bibliophiles
who wanted to talk about old books. Prior to one of our club meetings a topic
was set – name your ten favourite books and explain why you like each. I sat
down over a week and diligently produced a list of ten books, with a long
explanatory note on each. I won’t annoy you by naming all the books I chose,
for the simple reason that I no longer agree with all the choices I made, so
much are one’s tastes modified by the years. Some that I chose (such as Don Quixote) I would still include if I
were asked to make a similar list now. Others I regard almost with
embarrassment. I am not embarrassed by having included Thomas Carlyle’s The French Revolution on my 20-year-old
list, but it would no longer figure among my ten favourites. Re-reading
passages from it before writing this article, I find Carlyle’s present-tense
narration vigorous and dramatic up to a point, but quickly tiring, as if the
man were incapable of writing in a more reflective, analytical, style. And
while I could once have forgiven his views on the revolution as the product of
Romanticism, I now find many of them unsympathetic, not to say sinister.
I can claim the feeblest and most
notional of family connections with Thomas Carlyle (1795-1881). As it happens,
he was born in Ecclefechan, the same Scots Lowland town from which my mother’s
family the Burnets had come to New Zealand in the late nineteenth century. As a
child, I visited this unco dour Presbyterian town when my mother was in search
of her ancestral connections, and saw the statue of Carlyle in the main street.
Obviously that was the first I’d ever heard of the man. As an adult, I read The French Revolution in the old
illustrated two-volume Collins Clear Type edition, running to a bit over 1,000
pages, which still sits on my shelf.
The story of the gestation of
this book is well known. John Stuart Mill was commissioned to write a history
of the French Revolution. He didn’t have time, so he passed the project on to
Thomas Carlyle, who was then about forty. Carlyle worked away at it for about
four years, eventually producing a three-volume work. But when he sent the only
copy of the manuscript of the first volume to Mill for Mill’s comment, one of
Mill’s servants accidentally burnt it. Carlyle re-wrote the volume from memory.
This is one of the heroic stories of Eng Lit. Equally egregious, however, is
that the type of “grand narrative” Carlyle produced is exactly the sort of
thing that is now regarded with suspicion by academic historians. While teaching
a paper on historiography five years back, I quickly found that Carlyle’s work,
and his contemporary the American William Prescott’s History of the Conquest of Mexico and Peru, are now seen almost
with contempt as Victorian bestsellers which tell vigorous stories but which
are not to be trusted as history. And certainly The French Revolution has none of the scholarly apparatus that
would now be essential in an academic work of history – no footnotes, endnotes,
bibliography, naming and evaluation of sources etc. Just the sweeping narrative,
where we have to trust that the author is not making it up.
Though first published in 1837,
two years before Queen Victoria’s reign began, The French Revolution was indeed a Victorian bestseller and made
Carlyle’s name with the public. Carlyle revised it in 1857 and it had a big
impact on imaginative writers, most notably Charles Dickens, whose slant on the
French Revolution in A Tale of Two Cities
is very much indebted to Carlyle (as Dickens acknowledged). Also worth
bearing in mind is how recent the
French revolution was when Carlyle was writing. 1837 was a mere 42 years after
the date (1795) where Carlyle chooses to end his history. It is as if we were
to write about the 1970s.
As I now clearly see it, Carlyle
was writing to a thesis. He was a big one for Capitalising Abstract Concepts,
so his thesis about the French Revolution, as I understand it, goes like this:
Carlyle’s enemy was “Analysis”,
meaning the querulous and endless chattering of intellectuals, to which he
opposed “Belief”, meaning a core of unquestioned values, which he saw as
necessary for a nation’s survival. But if Belief becomes routine or ritual,
then it is a mere “Form” or Formula. To this Carlyle opposes Reality or Fact,
the hard physical events of history. Thus his thousand-page history of the
French Revolution reads as the Age of Analysis (philosophes, Voltaire, Montesquieu etc.) being swept away, the old
Formulas (Catholic belief, absolute monarchy) crumbling, the terrible Facts
marching through bloodily, leading to a new Belief, vital and real, which
regenerates the nation.
Carlyle despises the political bases of
pre-revolutionary radicalism, and often refers scathingly to the “Evangel of
Jean-Jacques [Rousseau]”, which he sees merely as a new Formula. He hates
particularism, mammon, self-interest. The nation can’t be federal, can’t be
money-mad and must have a common purpose. What he lauds is a sense of national
purpose under strong leadership. This leads him to admire “men of destiny” (although
he never actually uses that term) – those strong men who overrode what he sees
as mere parliamentary squabbles and who took bold decisions at crucial points.
King Louis XVI lacked decision before the new “Facts” of the Third Estate. In
turn the Girondins, although the best and the brightest of France, failed
because they continued to analyse and debate instead of recognising the “Fact”
of Sansculottism and the force of radical Jacobinism (much as Carlyle hates
Robespierre, the most prominent Jacobin). Carlyle hates Anarchy (also always
capitalised), which he tends to equate with popular democracy. He laments
eloquently the endless horrors and murders of the revolution. At his worst, he
seems to admire most simple power and well-organised brute force.
Who emerges most sympathetically
in his account? The general Dumouriez (for his decisiveness in battle); Danton
(for his sense of Reality in rallying the nation against invasion), and, of
course, Bonaparte. Carlyle’s history begins with the death of Louis XV in 1774
and ends with Bonaparte’s “whiff of grapeshot” in Vendemiaire, 1795. In effect,
the whole revolution becomes a prologue to the emergence of the enlightened
despot Napoleon.
This 19th century
British “myth” of the revolution is quite different from the received 19th
century French “myth” of the revolution as articulated by the republican
democrat historian Jules Michelin. Michelin divided the revolution into an “heroic”
early period of idealism and necessary reform (“l’epoque sainte”) and a
“sombre” later period of violence and terror (“l’epoque sombre”) when the
masses were forced to excesses by external dangers. This has tended to remain
the standard French view (no matter how much it has been modified by Marxists,
postmodernists and others). Recently, on the indispensible Youtube, I watched
the two state-sponsored movies (each nearly three hours long), which French
television broadcast in 1989 to mark the 200th anniversary of the
revolution. They are divided into “Years of Hope” and “Years of Sorrow” in true
Michelin style. Jean Renoir’s famous 1938 movie La Marseillaise, made in time for the 150th anniversary
of the revolution, deals only with the early years of the revolution, and
therefore sticks with the “years of hope” (one hostile reviewer said it made
the revolution look like some sort of cheerful outdoors public demonstration).
It too was a distant child of Michelin. On the other hand, there is also the
persistent myth of Napoleon in France. Abel Gance’s epic silent film Napoleon, made in the 1920s, has scenes
that could almost have been cribbed from Carlyle. One shows the young
revolutionary general in his study, watching from his window a bloody riot in
the street, looking at the copy of The
Rights of Man and the Citizen hanging upon his wall, reflecting that this
is what has led to such anarchy, and resolving to save the nation. Like
Carlyle’s book, it is undiluted “Great Man” theory of history.
All of which has led to the most
persistent criticism of Carlyle. By his “Great Man” theory and his contempt for
popular democracy and his desire for a unified, ordered state, he is in effect
a precursor of the Fascism of Right and Left. Flash forward a century and his
satire on “Analysis” translates into Mussolini’s tirades against rotten liberal
democracy; his man of destiny recognizing brute Facts and saving the nation is
simply Hitler’s Fuhrerprinzip; his despotism
of innate genius is Stalinists and Maoists seeing their Great Leader or Great
Helmsman as the incarnation of the popular will. Add to this his lectures on
Hero Worship and his admiring double-decker biography of Frederick the Great
(read enthusiastically in Germany) and, much as it simplifies things a bit, the
criticism seems to me a valid one
And did I mention the racial
element of Carlyle’s The French
Revolution? Racial assumptions run as an undertone through this long book,
perhaps connected with Carlyle’s North European Protestant and Calvinist
background. The impulsive “Gaelic” (i.e. Gallic or Gaulish) temperament is
contrasted unfavourably with the “Frankish” and Germanic sense of stoicism,
firmness, resolve and duty. In a way, Carlyle’s French revolution is the history
of a disorderly and potentially anarchic “Gaelic” rabble awaiting “Frankish”
discipline and leadership. Germanic courage is of course what he emphasises
when he describes the massacre of the Swiss Guard.
There are other
blind spots in Carlyle’s vision. For all his stated theory, Carlyle’s
sympathies are large and his feeling for common suffering is genuine (see
particularly the chapter “Grilled Herrings” in the last Book). But when he
considers pre-revolutionary France, what moves him most is not the misery of
the people, but the “Sham”, the “Quacks”, the Formulas and the Analysis – in
other words the lack of Belief and a vital force to unify the nation. His
understanding of Catholicism is minimal – he sees and accounts for only the
decadent aspects of the pre-revolutionary church, largely misses the
regeneration of faith during [and after] the revolution, and seems convinced
that the revolution has destroyed Catholicism. He pays little attention to
rural France, or France outside Paris, except when giving evidence of the
“Terror” there, and he does not really have the patience to analyse the
political doctrines of the various parties. Debate in times of crisis is to him
absurd. He also, especially in the earlier chapters, assumes the reader knows certain facts. For example, while he
frequently refers to Cardinal Rohan as “Necklace-Rohan”, he never gives an
account of the pre-revolutionary “Queen’s Necklace” scandal that might justify
this sobriquet.
As the origin and foundation of
the major “myth” of the French Revolution among English-speaking peoples,
especially as reflected in popular novels, Carlyle’s book created durable, if
highly questionable, portraits of the leading personalities. King Louis XVI is
likeable but slow-witted – a devoted father but lacking resolve (this is one
portrait that seems to square with later and more detailed historical research).
Mirabeau is the great chimera and aristocratic factotum, mainly quack and
charlatan, but at least recognising the great Fact of leadership. Danton is the
“big” man, the true incarnation of the soul of Sansculottism and Patriotism. By
contrast, Robespierre is spiteful, “small” and “sea-green” (Carlyle hammers
both epithets to death). Incidentally, Carlyle accepts implicitly the idea that
Robespierre attempted suicide just before his arrest, an idea which is now
strongly contested by the evidence that his shattered jaw (at the time he was
taken to the guillotine) was more likely inflicted by a shot fired by one of
the arresting soldiers. Curiously, while his detestation of them is plain,
Marat and Hebert are shadowy figures who play little part on Carlyle’s account
– at least until the virginal heroine Charlotte Corday kills Marat.
When he
comes to the heroines of his story, Carlyle has that ecstatic worship of virgin
purity and sacrifice characteristic of his age. In this manner, he treats the
deaths of Marie-Antoinette, Charlotte Corday and Madame Roland almost as
martyrdoms.
How do I
now assess this maddening and fascinating book? Much of it is airy, windy,
repetitious, epithet-laden rhetoric. Certainly it can no longer be read as a
serious history of classes and causes and economics and ideals. It is a
panorama, a pageant, a series of dramatic scenes. Ralph Waldo Emerson was right
to refer to it as a “poem”. Yet it does have a sense of vitality, of movement en masse. There is deep involvement in
events rather than the detachment of a scholarly historian. At one and the same
time we can say that this is and is not the way it happened, and yet it is the
way it must have seemed to thousands
of those who took part. Thus, paradoxically, it is a ‘true history’ – a history
of feelings rather than of accurate facts.
What lingers in the mind are the
individual dramatic episodes. When I first read the book, I listed the ones
that most impressed me thus:
* The march of Parisian women to
Versailles (Part I, Book VII)
* The “Feast of Pikes”, or first
celebration of Bastille Day on the Champs de Mars, 1790, with its ludicrous
portrait of Talleyrand having his mitre filled with rainwater (Part II, Book III)
* The royal family’s flight and
capture at Varennes in 1791 (Part II, Book IV)
* The meeting and jibber-jabber
of the inexperienced new Legislative Assembly in 1791-92 (Part II, Book V)
* The massacre of the Swiss Guard
(Part II, Book VI)
* The sufferings and death in
jails during the September Massacres of 1792 (Part III, Book I)
* The excesses of blasphemous
“de-Christianisers”, especially in the chapter “Carmagnole Complete” (Part III,
Book V)
* Danton’s execution (Part III,
Book VI).
Carlyle’s account of the taking
of the Bastille (Part I, Book V, Chapters 3-7) may be the most oft-quoted
passage in the book, and is filled with phrases and allusions showing clearly
where Dickens gained his inspiration for the parallel passage in A Tale of Two Cities. Oddly enough,
though, this passage struck me as confused and over-written, lacking the
narrative power of the other passages I have listed here.
I conclude by quoting the passage
which I believe shows the best and the worst of Carlyle. It comes from Part II,
Book III, Chapter 1 and concerns that first anniversary celebration of Bastille
Day:
“Alas, what offences must come. The sublime Feast of Pikes, with its
effulgence of brotherly love, unknown since the Age of Gold, has changed
nothing. That prurient heat in twenty-five millions of hearts is not cooled
thereby; but is still hot, nay hotter. Lift off the pressure of command from so
many millions; all pressure or binding rule except such melodramatic Federation
Oath as they have bound themselves with! For Thou shalt was from of old
the condition of man’s being, and his weal and blessedness was in obeying that.
Woe for him when, were it on the heat of the clearest necessity, rebellion,
disloyal isolation and mere I will becomes his rule!”
Yes, Carlyle was quite right to
see that good intentions and displays did not of themselves solve anything. Yes,
his satire on talkers and planners is apt and funny. Yes, he perceived
accurately that once a revolution had begun it could not be stopped by fine
words. Yes, he noted correctly that a society needs binding values and there
has to be more to it than atomised individual self-interest. But his craving
for “command” led to an admiration of a new sort of tyranny, and in time it proved
to be more terrible than the one the revolution had overthrown.
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